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Net capital rule
Results: 731

#	Item
411	平安银行股份有限公司 Add to Reading List Source URL: resources.pingan.com Language: English - Date: 2013-08-22 08:18:02 Financial ratios Industrial and Commercial Bank of China Rate of return Income statement Leverage Capital requirement Bank of China Capital gains tax Net capital rule Finance Financial economics Investment
412	Microsoft Word - mbrrnwl_11.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:20:22 Mortgage industry of the United States Mortgage loan Employment Business Finance Net capital rule Yield spread premium United States housing bubble Mortgage broker Broker
413	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for OCC’s Theoretical Profit/Loss File Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-29 17:16:17 Financial markets United States housing bubble United States securities law Options Clearing Corporation Prime Brokerage Financial services Net capital rule Securities Exchange Act Portfolio margin Financial economics Finance Financial system
414	October 11, 2011 VIA ELECTRONIC MAIL ([removed]) Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-11 23:17:52 Financial markets Stock market United States securities law Corporate crime U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association Securities Act Credit rating agency Net capital rule Financial economics Investment Financial system
415	Mortgage Brokers Regulation, M.R[removed] Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:20:23 Mortgage broker Mortgage law Finance Mortgage loan Hypothecation Financial economics Financial system Net capital rule Financial services United States housing bubble Mortgage
416	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]January 4, 2013 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change to Address the A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-06 15:31:27 Finance Financial markets Stock market Regulation NMS Broker-dealer Securities Exchange Act Order Net capital rule Financial economics United States Securities and Exchange Commission Investment
417	SHADOW FINANCIAL REGULATORY COMMITTEE Administrative Office Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-29 14:18:39 Finance Economics Lobbying Public choice theory Regulatory capture Short Cost–benefit analysis Net capital rule U.S. Securities and Exchange Commission Business Financial regulation Short selling
418	PART 201 ACCOUNTING, REPORTING AND SUPERVISION REQUIREMENTS FOR PUBLIC AUTHORITIES (Statutory authority: Constitution, art. X, § 5; Public Authorities Law, art. 9, §§ 2800 to 2985; State Finance Law § [removed]Sec. Add to Reading List Source URL: www.osc.state.ny.us Language: English - Date: 2014-05-10 03:16:22 United States housing bubble Auditing United States corporate law Corporate governance Financial accounting Mark-to-market accounting U.S. Securities and Exchange Commission Financial statement Net capital rule Accountancy Finance Business
419	Comment Letter on File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-04 15:36:11 Finance Corporate crime U.S. Securities and Exchange Commission Broker-dealer Net capital rule Registered Investment Advisor Financial economics Financial services Financial system
420	Final Rule: Financial Responsibility Rules for Broker-Dealers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-07 15:36:46 Financial system Stock market United States securities law Financial services Net capital rule Broker-dealer Securities Investor Protection Corporation Short U.S. Securities and Exchange Commission Financial economics Finance Financial markets

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